Technology Strategy
Evaluate technology needs, workflows and operational gaps.
COMPLIANCE TECHNOLOGY FOR FINANCIAL SERVICES
Compliance technology built and managed by people who understand compliance.
Technology strategy, implementation and administration for SEC- and FINRA-regulated financial services firms.
01 Vendor intake
02 Due diligence
03 Ongoing review
OVERSIGHT WORKFLOWDocumentedfrom intake to review
Looking for ThirdNexa?
Founded by Craig Neal, ThirdNexa helps small and mid-sized RIAs organize vendor oversight, due diligence, contracts and activity history in one place. ThirdNexa operates as a separate company from Compliance Admins.
WHAT WE DO
Technology expertise grounded in compliance work.
Compliance Admins helps financial-services firms evaluate, implement, administer and improve the technology supporting their compliance programs.
Implementation
Support configuration, migration, rollout and adoption.
Platform Administration
Assist with ongoing system administration and workflow management.
Workflow Optimization
Improve processes and reduce unnecessary manual work.
HOW WE HELP
Strategy. Implementation. Support.
Technology Strategy
Decisions based on your firm's needs
Help evaluating platforms, workflows and operational requirements before a technology decision is made.
View ServicesImplementation
A practical path from selection to use
Support for configuration, migration, documentation, rollout and adoption across the compliance team.
View ServicesOngoing Administration
Experienced support after launch
Help managing platforms and improving the workflows supporting your regulatory program.
View ServicesWHO WE SERVE
Built for regulated financial services.
Technology and operational support shaped around the work of financial-services compliance teams.
WHY COMPLIANCE ADMINS
Technology expertise with a compliance mindset.
Compliance technology is most effective when it reflects how compliance teams actually work. Compliance Admins combines technology, implementation experience and practical compliance knowledge to help firms build more efficient and defensible compliance operations.
Financial Services Focus
Work shaped specifically around regulated financial-services workflows.
Practical Compliance Experience
Technology decisions informed by the day-to-day work of compliance professionals.
Technology + Human Expertise
Use technology where automation helps and experienced professionals where judgment matters.
Flexible Support
Use Compliance Admins for strategy, implementation, administration or a combination.
BUILT FOR TRUST
Built for firms where documentation matters.
Clear records, defined ownership and consistent processes matter. Our work focuses on helping teams organize the evidence and workflows behind responsible oversight.
Financial-services focus
Documented workflows
Ongoing support
Flexible solutions
LET'S MOVE FORWARD
Better compliance technology starts with better understanding.
Whether you need technology strategy, implementation or ongoing support, Compliance Admins can help.